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Compliance & Regulatory

Energy Blockchain is committed to maintaining the highest standards of regulatory compliance and legal adherence across all jurisdictions where we operate.

Our comprehensive compliance program ensures we meet all applicable laws, regulations, and industry standards while fostering innovation in the renewable energy sector.

Compliance Framework

Anti-Money Laundering (AML)

Comprehensive AML policies and procedures to prevent money laundering and terrorist financing

Compliant
Customer Due Diligence (CDD) procedures
Enhanced Due Diligence (EDD) for high-risk customers
Ongoing monitoring of customer transactions
Suspicious Activity Report (SAR) filing procedures
Regular AML training for all staff members

Know Your Customer (KYC)

Robust identity verification and customer onboarding processes

Compliant
Identity verification through government-issued documents
Address verification and proof of residence
Beneficial ownership identification for corporate entities
Ongoing customer information updates
Risk-based customer categorization

Securities Regulations

Compliance with applicable securities laws and regulations

Monitoring
Token classification analysis and legal opinions
Registration exemptions where applicable
Disclosure requirements for token offerings
Market manipulation prevention measures
Regular consultation with securities law experts

Energy Market Regulations

Adherence to energy market regulations and trading requirements

Compliant
Energy market participant registration
Renewable energy certificate compliance
Grid interconnection standards
Energy trading license requirements
Environmental impact assessments

Data Protection

Comprehensive data protection and privacy compliance framework

Compliant
GDPR compliance for European users
CCPA compliance for California residents
Data minimization and purpose limitation
Right to be forgotten implementation
Regular data protection impact assessments

Financial Licensing

Obtaining necessary financial services licenses and registrations

In Progress
Money transmission license applications
Virtual asset service provider registrations
Financial conduct authority approvals
Cross-border payment service licenses
Regulatory sandbox participation

Global Compliance Status

Jurisdiction
Status
Licenses
Regulators
United States
Registered
FinCEN MSB
State Money Transmitter Licenses
FinCEN
SEC
CFTC
State Regulators
European Union
Compliant
GDPR Compliance
MiCA Preparation
National Competent Authorities
ECB
ESMA
United Kingdom
Registered
FCA Registration
FCA
HMRC
Canada
Compliant
MSB Registration
FINTRAC
Provincial Regulators
Singapore
In Progress
DPT License Application
MAS
Australia
Registered
AUSTRAC Registration
AUSTRAC
ASIC

Security Certifications

SOC 2 Type II

Certified

Independent Auditor

Security, availability, and confidentiality controls

Expires: December 2024

ISO 27001

In Progress

International Organization for Standardization

Information security management systems

Expires: Target: Q2 2025

PCI DSS Level 1

Compliant

PCI Security Standards Council

Payment card industry data security standards

Expires: March 2025

Regulatory Monitoring

We continuously monitor regulatory developments across all jurisdictions where we operate. Our legal and compliance teams work closely with regulators and industry bodies to ensure ongoing compliance and to shape the regulatory landscape for blockchain-based energy trading.

Key regulatory developments we're tracking include:

  • EU Markets in Crypto-Assets (MiCA) regulation implementation
  • US digital asset regulatory framework development
  • Energy market deregulation and renewable certificate standards
  • Global carbon credit verification and trading regulations

Compliance Inquiries

For regulatory inquiries, compliance questions, or to report concerns, please contact our compliance team or regulatory affairs department.

Compliance Team

Email: compliance@energyblockchain.org

Regulatory Affairs

Email: regulatory@energyblockchain.org